FIN TECH WEB PORTAL WITH ECOMMERCE

C M Compliance is a Fin Tech web application for Capital Market Compliance firm specializing in providing regulatory guidance for financial service firms that offer securities products, including but not limited to private placements, merger & acquisitions, full service brokerage and investment advisory services.

C M Compliance

KEY CHALLENGES

A sophisticated electronic driven platform along with experienced compliance professionals to help firms manage their compliance functions and processes

A system where some services and products are offered and earning is made

Insure security and transparency to customer

The owner of the product should have complete control over the application and it’s users

OUR SOLUTIONS

A comprehensive content management system to mange products and services

A comprehensive report management system for customers, vendors and admin

An online store to create products and packages and sell online

A multi tenant database architecture to ensure secure and faster data input and access

RESULTS

All the main features envisaged by client were sucessfully implemented. The final product has the following features:

Module for FINRA, SEC, and MSRB Registration

Module for Investment Adviser SEC and State Registration

Module for Comprehensive Compliance and Financial Intelligence on-call

eCommerce Module for uploading different products into the Store like Exam Materials, Courses, Documents & Agreements, etc

Module for CONTINUING EDUCATION PLAN - NEED ANALYSIS (CE PLAN)

Module for Audit

Admin section for creating and managing different accounts and reports

Main Menu

Microsoft Development Services & Solutions

Enterprise Application Development Services

HIRE DEDICATED DEVELOPERS

WEB APPLICATION DEVELOPMENT

Cloud Development

Front End Development

MOBILE APPLICATION DEVELOPMENT

FIN TECH WEB PORTAL WITH ECOMMERCE

TECHNOLOGIES USED

KEY CHALLENGES

OUR SOLUTIONS

RESULTS

TECHNOLOGIES USED